Disclosures

Website disclosure

Stern Investment Group provides strategic and operational guidance. Information on this website is for general informational purposes and does not constitute legal, tax, accounting, investment, securities, brokerage, or financial advice. Where specialized or regulated services are required, Stern works with or refers matters to appropriately qualified professionals. No outcome, valuation, financing, transaction, or investment result is guaranteed.

Scope of services

Stern is an active, equity-aligned strategic partner focused on increasing enterprise value. Stern is not a business lender, a broker-dealer, an investment bank, a securities placement agent, or a passive investor, and does not provide business loans or financing.

Regulated and specialized matters

Where legal, regulatory, tax, securities, employment, privacy, cybersecurity, estate-planning or other specialized advice is required, Stern coordinates with your existing professionals or qualified outside specialists. Stern does not replace licensed professional advice.

Capital, transactions and liquidity

Where required by applicable law, securities, brokerage, placement, financing, transaction, legal, tax, accounting or investment activities are performed by appropriately licensed or qualified professionals.

Ownership, incentive and compensation structures

Equity, phantom equity, deferred compensation, retirement and incentive structures may carry tax, legal, securities, ERISA and employment implications. Final structures must be reviewed and implemented with the appropriate qualified professionals.

Forward-looking statements

Statements about potential growth, profitability, valuation, capital access or liquidity describe possibilities, not promises. Results depend on circumstances outside any advisor's control.